Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 27 Oct 2020)
    • [FCA CF] Functions requiring qualifications (27 Oct 2020 to 26 Sep 2023)
    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (1 Nov 2007 to 11 Apr 2018)
    • CF22 Investment Adviser (Trainee) (28 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.