Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (12 Dec 2016 to 8 Dec 2019)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF30 Customer (1 Nov 2007 to 17 May 2010)
    • CF26 Customer Trading (1 Jun 2005 to 31 Oct 2007)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF26 Customer Trading (1 Dec 2001 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.