Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF29 Significant management (4 Feb 2010 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF27 Investment Management (11 Jun 2007 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (31 Aug 2004 to 7 Jun 2007)
- CF21 Investment Adviser (21 Apr 2004 to 31 Oct 2007)
- CF26 Customer Trading (6 Apr 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Feb 2004 to 19 Apr 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.