Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 14 Jan 2026)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Material risk taker (27 Mar 2024 to 13 May 2024)
    • [FCA CF] Significant management (27 Mar 2024 to 30 Nov 2025)
    • [FCA CF] Manager of certification employee (1 Feb 2024 to 30 Nov 2025)
    • [FCA CF] Client dealing (21 Oct 2022 to 13 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Oct 2022)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.