Edward James Algernon Smith-Maxwell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • [FCA CF] Client dealing (1 Jan 2021 to 30 Jun 2025)
    • [FCA CF] Material risk taker (1 Jan 2021 to 23 Mar 2023)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 5 Feb 2025)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • [FCA CF] Manager of certification employee (5 Oct 2020 to 5 Feb 2025)
    • [FCA CF] Client dealing (5 Oct 2020 to 30 Jun 2025)
    • [FCA CF] Material risk taker (5 Oct 2020 to 23 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 18 Aug 2006)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Jupiter Unit Trust Managers Limited (no longer approved here)

    FRN 122488

    • CF27 Investment Management (1 Dec 2001 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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