Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Apr 2025)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (27 Jan 2025 to 5 Feb 2025)
    • [FCA CF] Client dealing (6 Feb 2024 to 5 Feb 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 6 Dec 2023)
    • [FCA CF] Material risk taker (1 Jan 2019 to 6 Dec 2023)
    • [FCA CF] Manager of certification employee (30 Aug 2017 to 6 Dec 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (8 Dec 2004 to 1 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.