Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Manager of certification employee (21 Jul 2020 to 30 May 2025)
    • [FCA CF] Material risk taker (21 Jul 2020 to 30 May 2025)
    • [FCA CF] Client dealing (21 Jul 2020 to 30 May 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Feb 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Material risk taker (21 Jul 2020 to 30 May 2025)
    • [FCA CF] Client dealing (21 Jul 2020 to 30 May 2025)
    • [FCA CF] Manager of certification employee (21 Jul 2020 to 30 May 2025)
    • CF30 Customer (26 Feb 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.