Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Material risk taker (since 7 Dec 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Dec 2016)
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- CF30 Customer (2 Nov 2009 to 26 Apr 2012)
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- CF30 Customer (28 Nov 2008 to 26 Aug 2009)
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- CF21 Investment Adviser (28 Sep 2004 to 21 Jan 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.