Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 7 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Dec 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (2 Nov 2009 to 26 Apr 2012)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (28 Nov 2008 to 26 Aug 2009)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (28 Sep 2004 to 21 Jan 2006)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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