Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (17 Sep 2020 to 3 Mar 2022)
- CF30 Customer (1 Nov 2007 to 19 Mar 2012)
- CF1 Director (1 Dec 2001 to 21 May 2014)
- CF3 Chief Executive (1 Dec 2001 to 17 Mar 2014)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF3 Chief Executive (1 Dec 2001 to 17 Mar 2014)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF1 Director (1 Dec 2001 to 21 May 2014)
- CF27 Investment Management (1 Dec 2001 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.