Edward Graham Thomson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liberty Bishop Financial Services Ltd

    FRN 602954

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (1 Nov 2013 to 8 Dec 2019)
    • CF1 Director (1 Nov 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Nov 2013 to 30 Sep 2018)
  • Liberty Bishop Financial Services 2112 (no longer approved here)

    FRN 177640

    • (6)Employed By (3 Nov 2004 to 8 Dec 2019)
  • Hoath Independent Financial Planning (no longer approved here)

    FRN 182919

    • Employed By (6 May 2004 to 8 Dec 2019)
  • MITCHELL PROCKTER (FINANCIAL SERVICES) LIMITED (no longer approved here)

    FRN 121003

    • CF1 Director (AR) (3 Dec 2002 to 29 Apr 2003)
    • CF24 Pension Transfer Specialist (3 Dec 2002 to 29 Apr 2003)
    • CF22 Investment Adviser (Trainee) (3 Dec 2002 to 29 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.