Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • CF30 Customer (13 Oct 2008 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • CF30 Customer (13 Oct 2008 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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