Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 4 Feb 2021)
    • [FCA CF] Material risk taker (4 Feb 2021 to 23 Mar 2023)
    • [FCA CF] Manager of certification employee (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 4 Feb 2021)
    • [FCA CF] Material risk taker (4 Feb 2021 to 24 Mar 2025)
    • CF30 Customer (17 Jun 2013 to 8 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 20 Jun 2013)
    • CF27 Investment Management (9 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Mar 2006 to 9 Oct 2006)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 20 Jun 2013)
    • CF27 Investment Management (9 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Mar 2006 to 9 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.