Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 24 Jun 2024)
    • CF1 Director (AR) (since 14 May 2024)
    • CF30 Customer (since 14 May 2024)
    • (2)Employed By (since 14 May 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2022)
    • CF30 Customer (21 May 2012 to 18 Jun 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 17 Mar 2014)
    • CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Feb 2006 to 14 Mar 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.