Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 24 Jun 2024)
- CF1 Director (AR) (since 14 May 2024)
- CF30 Customer (since 14 May 2024)
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George Gill Financial Services Ltd
FRN 1012432
- (2)Employed By (since 14 May 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2022)
- CF30 Customer (21 May 2012 to 18 Jun 2012)
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- CF30 Customer (1 Nov 2007 to 17 Mar 2014)
- CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Feb 2006 to 14 Mar 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.