Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF30 Customer (since 19 Feb 2026)
- [FCA CF] Client dealing (since 26 Jan 2026)
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PONT CAPITAL (UK) LIMITED
FRN 1049999
- (4)Employed By (since 19 Feb 2026)
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- [PRA CF] Key function holder (1 Oct 2024 to 16 Jan 2025)
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- [FCA CF] Material risk taker (3 Mar 2023 to 31 Dec 2023)
- [FCA CF] Client dealing (3 Mar 2023 to 31 Dec 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (6 Dec 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.