Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2021)
    • [FCA CF] Client dealing (since 15 Apr 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Feb 2005 to 8 Apr 2005)
  • Hanover Associates (no longer approved here)

    FRN 216323

    • (28)Employed By (1 Dec 2001 to 24 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.