Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SS&C Depositary Services Limited (no longer approved here)

    FRN 447534

    • CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • CF8 Apportionment and Oversight (14 Aug 2007 to 31 Oct 2007)
    • CF3 Chief Executive (14 Aug 2007 to 13 Jun 2008)
    • CF11 Money Laundering Reporting (3 Apr 2006 to 13 Jun 2008)
    • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
    • CF1 Director (3 Apr 2006 to 13 Jun 2008)
    • CF10 Compliance Oversight (3 Apr 2006 to 13 Jun 2008)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.