Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • [FCA CF] Client dealing (21 Jul 2023 to 30 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 5 Mar 2010)
    • CF21 Investment Adviser (16 Aug 2006 to 31 Oct 2007)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (1 Aug 2022 to 6 Jun 2023)
    • CF30 Customer (25 Aug 2010 to 31 Oct 2017)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Client dealing (31 Oct 2020 to 6 Jun 2023)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.