Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (21 Jul 2023 to 30 Sep 2023)
- CF30 Customer (1 Nov 2007 to 5 Mar 2010)
- CF21 Investment Adviser (16 Aug 2006 to 31 Oct 2007)
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- [FCA CF] Client dealing (1 Aug 2022 to 6 Jun 2023)
- CF30 Customer (25 Aug 2010 to 31 Oct 2017)
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- [FCA CF] Client dealing (31 Oct 2020 to 6 Jun 2023)
- CF30 Customer (1 Nov 2017 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.