Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oxford Capital Partners LLP
FRN 585981
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 6 Oct 2021)
- SMF27 Partner (9 Dec 2019 to 1 Feb 2022)
- CF10 Compliance Oversight (27 Nov 2019 to 8 Dec 2019)
- CF30 Customer (30 Jan 2013 to 8 Dec 2019)
- CF4 Partner (30 Jan 2013 to 8 Dec 2019)
- Responsible for Insurance Mediation (30 Jan 2013 to 12 May 2017)
- CF3 Chief Executive (30 Jan 2013 to 12 May 2017)
- CF29 Significant management (30 Jan 2013 to 12 May 2017)
- CF28 Systems and controls (30 Jan 2013 to 12 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.