Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 2 Mar 2020)
    • [FCA CF] Manager of certification employee (2 Mar 2020 to 9 Jan 2023)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (9 Jan 2014 to 6 Mar 2016)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF27 Investment Management (1 Jul 2005 to 2 Feb 2007)
    • CF21 Investment Adviser (4 Oct 2004 to 2 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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