Edward Christian De Waal

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thamesbank Credit Union Limited

    FRN 416486

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 14 Dec 2020)
  • Zelof & Partners LLP (no longer approved here)

    FRN 596483

    • [FCA CF] Client dealing (15 Feb 2021 to 22 Jan 2024)
    • SMF27 Partner (15 Feb 2021 to 22 Jan 2024)
    • CF30 Customer (13 Feb 2015 to 24 Jul 2015)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [FCA CF] Manager of certification employee (16 Mar 2018 to 31 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Jan 2020)
    • CF30 Customer (31 Jul 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.