Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Bilbao Vizcaya Argentaria SA (no longer approved here)

    FRN 139228

    • [FCA CF] Algorithmic trading (22 Aug 2025 to 23 Mar 2026)
    • [FCA CF] Proprietary trader (16 Apr 2025 to 23 Mar 2026)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Manager of certification employee (14 Sep 2022 to 10 Oct 2024)
    • [FCA CF] Client dealing (30 May 2017 to 29 Mar 2025)
    • [FCA CF] Material risk taker (30 May 2017 to 29 Mar 2025)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (30 Sep 2013 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 29 Aug 2013)
    • CF22 Investment Adviser (Trainee) (10 Nov 2004 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 29 Aug 2013)
    • CF22 Investment Adviser (Trainee) (10 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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