Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (10 Nov 2016 to 9 May 2023)
    • CF30 Customer (18 Sep 2012 to 6 Mar 2016)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (6 Sep 2010 to 1 Jun 2012)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 2 Aug 2010)
    • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 2 Aug 2010)
    • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 19 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.