Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (10 Nov 2016 to 9 May 2023)
- CF30 Customer (18 Sep 2012 to 6 Mar 2016)
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- CF30 Customer (6 Sep 2010 to 1 Jun 2012)
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- CF30 Customer (1 Nov 2007 to 2 Aug 2010)
- CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 2 Aug 2010)
- CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 19 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.