Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 30 Oct 2024)
- CF30 Customer (since 22 Jul 2024)
- CF30 Customer (18 Nov 2023 to 27 Feb 2024)
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Castell Wealth Management Ltd
FRN 826927
- Employed By (since 22 Jul 2024)
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- [FCA CF] Functions requiring qualifications (18 Dec 2018 to 1 Mar 2020)
Recent activity
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