Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Oct 2024)
    • CF30 Customer (since 22 Jul 2024)
    • CF30 Customer (18 Nov 2023 to 27 Feb 2024)
    • Employed By (since 22 Jul 2024)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Functions requiring qualifications (18 Dec 2018 to 1 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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