Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • CF30 Customer (5 Jan 2011 to 1 Jun 2012)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF21 Investment Adviser (9 Mar 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (7 Oct 2002 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.