Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • [FCA CF] Manager of certification employee (since 1 Dec 2020)
    • CF30 Customer (9 Apr 2019 to 8 Dec 2019)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF30 Customer (1 Jun 2013 to 20 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.