Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 17 Oct 2022)
    • [FCA CF] Manager of certification employee (since 17 Oct 2022)
    • [FCA CF] Client dealing (since 17 Oct 2022)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Manager of certification employee (28 Apr 2022 to 11 Jul 2022)
    • [FCA CF] Client dealing (17 Oct 2019 to 11 Jul 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (28 Jan 2019 to 8 Jul 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (28 Sep 2017 to 8 Jul 2019)
    • [FCA CF] Manager of certification employee (16 Nov 2016 to 8 Jul 2019)
    • [FCA CF] Client dealing (16 Nov 2016 to 8 Jul 2019)
    • CF30 Customer (13 Aug 2013 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 8 Jan 2009)
    • CF23 Corporate Finance Adviser (2 Apr 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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