Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Verso Wealth Management Limited
FRN 153871
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 22 Mar 2024)
- [FCA CF] Client dealing (since 22 Mar 2024)
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- Appointed representative dealing with clients for which they require qualification (22 Jun 2021 to 24 Jun 2022)
- CF30 Customer (10 Jun 2021 to 24 Jun 2022)
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- (1)Employed By (10 Jun 2021 to 24 Jun 2022)
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- [FCA CF] Functions requiring qualifications (5 Sep 2018 to 6 Apr 2021)
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- CF30 Customer (1 Apr 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2014)
- CF21 Investment Adviser (10 Dec 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Dec 2003 to 10 Dec 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.