Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (since 1 Feb 2021)
    • [FCA CF] Significant management (since 1 Feb 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 31 Jan 2022)
    • CF30 Customer (30 Jun 2016 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (6 Nov 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.