Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 26 Sep 2016)
    • [FCA CF] Client dealing (since 26 Sep 2016)
    • [FCA CF] Manager of certification employee (since 26 Sep 2016)
    • [FCA CF] Material risk taker (since 26 Sep 2016)
    • [FCA CF] Client dealing (since 26 Sep 2016)
    • [FCA CF] Manager of certification employee (since 26 Sep 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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