Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- [PRA CF] Managing a material risk taker (since 1 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
- [FCA CF] Manager of certification employee (since 1 Dec 2017)
- [FCA CF] Client dealing (since 1 Dec 2017)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [PRA CF] Managing a material risk taker (1 Dec 2017 to 19 Jul 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (26 Oct 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Jul 2005 to 26 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.