Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
- [FCA CF] Manager of certification employee (since 15 Apr 2025)
- [FCA CF] Significant management (since 15 Apr 2025)
- [FCA CF] Client dealing (since 15 Apr 2025)
- [PRA CF] Managing a material risk taker (since 19 Aug 2022)
- [FCA CF] Client dealing (2 Jul 2019 to 8 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (26 Mar 2019 to 8 Apr 2025)
- [FCA CF] Manager of certification employee (20 Nov 2018 to 6 Apr 2021)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Significant management (since 15 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
- [FCA CF] Manager of certification employee (since 15 Apr 2025)
- [PRA CF] Managing a material risk taker (since 19 Aug 2022)
- [FCA CF] Manager of certification employee (14 Aug 2020 to 6 Apr 2021)
- [PRA CF] Significant risk taker or Material risk taker (26 Mar 2019 to 8 Apr 2025)
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- CF30 Customer (4 Jan 2010 to 13 Feb 2014)
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- CF30 Customer (4 Jan 2010 to 13 Feb 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.