Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
    • [FCA CF] Manager of certification employee (since 15 Apr 2025)
    • [FCA CF] Significant management (since 15 Apr 2025)
    • [FCA CF] Client dealing (since 15 Apr 2025)
    • [PRA CF] Managing a material risk taker (since 19 Aug 2022)
    • [FCA CF] Client dealing (2 Jul 2019 to 8 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (26 Mar 2019 to 8 Apr 2025)
    • [FCA CF] Manager of certification employee (20 Nov 2018 to 6 Apr 2021)
    • [FCA CF] Significant management (since 15 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
    • [FCA CF] Manager of certification employee (since 15 Apr 2025)
    • [PRA CF] Managing a material risk taker (since 19 Aug 2022)
    • [FCA CF] Manager of certification employee (14 Aug 2020 to 6 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (26 Mar 2019 to 8 Apr 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (4 Jan 2010 to 13 Feb 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (4 Jan 2010 to 13 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

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