Edward Benjamin Newton Guinness

• GUINNESS ASSET MANAGEMENT LIMITED

  FRN 223077

  • 14. Managing investments
  • CF30 Customer (since 31 Oct 2023)
  • CF1 Director (AR) (since 31 Oct 2023)
  • [FCA CF] Manager of certification employee (since 25 Mar 2021)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF1 Director (27 Nov 2019 to 8 Dec 2019)
  • CF3 Chief Executive (27 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (21 Aug 2006 to 31 Oct 2007)
• Guinness Ventures Limited

  FRN 1002971

  • (8)Employed By (since 31 Oct 2023)
• Guinness Atkinson Asset Management, Inc

  FRN 223051

  • SMF19 Head of Overseas Branch/Head of Overseas (since 25 Feb 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF3 Chief Executive (25 Feb 2020 to 8 Dec 2019)
  • CF1 Director (27 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (21 Aug 2006 to 31 Oct 2007)
• Guinness Capital Management Limited

  FRN 514988

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (1 Apr 2010 to 8 Dec 2019)
  • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
• HSBC Bank Plc (no longer approved here)

  FRN 114216

  • CF21 Investment Adviser (1 Jul 2002 to 1 Jul 2002)

No changes recorded yet.