Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 3 May 2018)
    • Responsible for Insurance Mediation (3 May 2018 to 30 Sep 2018)
    • CF1 Director (3 May 2018 to 8 Dec 2019)
  • E B Financial Solutions (no longer approved here)

    FRN 225467

    • (1)Employed By (31 Oct 2004 to 29 Sep 2006)
  • H.A.R.T Financial Services (no longer approved here)

    FRN 206257

    • (7)Employed By (1 Dec 2001 to 8 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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