Edward Antony Holmes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPA FINANCIAL SERVICES LIMITED

    FRN 587254

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2022)
  • Arden Associates (IFA) LLP (no longer approved here)

    FRN 208500

    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 12 Nov 2021)
    • [FCA CF] Client dealing (1 Mar 2021 to 12 Nov 2021)
  • LOGICOS FINANCIAL PLANNING LTD (no longer approved here)

    FRN 136916

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Aug 2020)
    • CF11 Money Laundering Reporting (20 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (20 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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