Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- [FCA CF] Manager of certification employee (since 18 Aug 2025)
- [FCA CF] Client dealing (since 6 Oct 2022)
- [FCA CF] Manager of certification employee (6 Nov 2023 to 25 Jun 2025)
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- [FCA CF] Client dealing (1 Oct 2020 to 29 Sep 2022)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 26 Jan 2021)
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- [FCA CF] Manager of certification employee (27 Dec 2018 to 30 Sep 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2020)
- CF30 Customer (20 Sep 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.