Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 30 Sep 2025)
    • [FCA CF] Manager of certification employee (since 5 Mar 2025)
    • [FCA CF] Client dealing (since 3 Feb 2022)
    • [FCA CF] Manager of certification employee (18 May 2020 to 14 Mar 2021)
    • [FCA CF] Client dealing (13 Aug 2019 to 11 Aug 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Apr 2005 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (26 Jul 2018 to 7 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.