Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • SMF1 Chief Executive (1 Feb 2020 to 31 Jan 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (2 Jul 2018 to 31 Mar 2020)
    • [PRA CF] Managing a material risk taker (20 Dec 2016 to 31 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (20 Dec 2016 to 31 Mar 2020)
    • [FCA CF] Manager of certification employee (20 Dec 2016 to 31 Mar 2020)
    • [FCA CF] Material risk taker (20 Dec 2016 to 31 Mar 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (2 Jul 2018 to 31 Mar 2020)
    • [FCA CF] Manager of certification employee (20 Dec 2016 to 31 Mar 2020)
    • [FCA CF] Material risk taker (20 Dec 2016 to 31 Mar 2020)
    • [PRA CF] Managing a material risk taker (20 Dec 2016 to 31 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (20 Dec 2016 to 31 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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