Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (1 Feb 2020 to 31 Jan 2023)
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- [FCA CF] Client dealing (2 Jul 2018 to 31 Mar 2020)
- [PRA CF] Managing a material risk taker (20 Dec 2016 to 31 Mar 2020)
- [PRA CF] Significant risk taker or Material risk taker (20 Dec 2016 to 31 Mar 2020)
- [FCA CF] Manager of certification employee (20 Dec 2016 to 31 Mar 2020)
- [FCA CF] Material risk taker (20 Dec 2016 to 31 Mar 2020)
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- [FCA CF] Client dealing (2 Jul 2018 to 31 Mar 2020)
- [FCA CF] Manager of certification employee (20 Dec 2016 to 31 Mar 2020)
- [FCA CF] Material risk taker (20 Dec 2016 to 31 Mar 2020)
- [PRA CF] Managing a material risk taker (20 Dec 2016 to 31 Mar 2020)
- [PRA CF] Significant risk taker or Material risk taker (20 Dec 2016 to 31 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.