Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (14 Aug 2019 to 18 Jan 2021)
    • [FCA CF] Client dealing (4 Jun 2019 to 18 Jan 2021)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (14 Aug 2019 to 18 Jan 2021)
    • [FCA CF] Client dealing (4 Jun 2019 to 18 Jan 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (14 Aug 2019 to 18 Jan 2021)
    • [FCA CF] Client dealing (4 Jun 2019 to 18 Jan 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 26 May 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 26 May 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 May 2019)
    • CF30 Customer (25 May 2010 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 26 May 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 26 May 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 May 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 15 Mar 2010)
    • CF22 Investment Adviser (Trainee) (12 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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