Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 26 Aug 2025)
- [FCA CF] Manager of certification employee (since 12 May 2025)
- [FCA CF] Client dealing (since 6 Mar 2025)
- [FCA CF] Manager of certification employee (20 Apr 2020 to 1 Jul 2021)
- [FCA CF] Client dealing (8 Jul 2016 to 1 Jul 2021)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 26 Aug 2025)
- [FCA CF] Manager of certification employee (since 12 May 2025)
- [FCA CF] Client dealing (since 6 Mar 2025)
- [FCA CF] Manager of certification employee (20 Apr 2020 to 1 Jul 2021)
- [FCA CF] Client dealing (8 Jul 2016 to 1 Jul 2021)
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- [FCA CF] Material risk taker (9 Jan 2026 to 17 Feb 2026)
- [FCA CF] Client dealing (4 Jan 2021 to 1 Jul 2021)
- [FCA CF] Manager of certification employee (4 Jan 2021 to 1 Jul 2021)
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- CF30 Customer (7 Aug 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.