Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 26 Aug 2025)
    • [FCA CF] Manager of certification employee (since 12 May 2025)
    • [FCA CF] Client dealing (since 6 Mar 2025)
    • [FCA CF] Manager of certification employee (20 Apr 2020 to 1 Jul 2021)
    • [FCA CF] Client dealing (8 Jul 2016 to 1 Jul 2021)
    • [FCA CF] Material risk taker (since 26 Aug 2025)
    • [FCA CF] Manager of certification employee (since 12 May 2025)
    • [FCA CF] Client dealing (since 6 Mar 2025)
    • [FCA CF] Manager of certification employee (20 Apr 2020 to 1 Jul 2021)
    • [FCA CF] Client dealing (8 Jul 2016 to 1 Jul 2021)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (9 Jan 2026 to 17 Feb 2026)
    • [FCA CF] Client dealing (4 Jan 2021 to 1 Jul 2021)
    • [FCA CF] Manager of certification employee (4 Jan 2021 to 1 Jul 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (7 Aug 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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