Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 5 Feb 2010)
    • CF30 Customer (1 Nov 2007 to 3 Jan 2008)
    • CF22 Investment Adviser (Trainee) (15 May 2007 to 31 Oct 2007)
    • (5)Employed By (since 21 Mar 2012)
  • Ablestoke Ltd (no longer approved here)

    FRN 493976

    • Employed By (5 Feb 2010 to 17 Apr 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (31 Oct 2005 to 17 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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