Edmund Richard Stokes

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Asset Management (Fund Services UK) Limited (no longer approved here)

    FRN 974977

    • [FCA CF] Manager of certification employee (12 Dec 2025 to 6 Apr 2026)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Material risk taker (2 Oct 2025 to 6 Apr 2026)
    • [FCA CF] Manager of certification employee (24 Jan 2021 to 4 Jun 2021)
    • CF1 Director (6 Jul 2011 to 8 Dec 2019)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Material risk taker (10 Mar 2021 to 8 Apr 2021)
    • [FCA CF] Manager of certification employee (24 Jan 2021 to 9 Apr 2021)
    • SMF9 Chair of the Governing Body (19 May 2020 to 10 Nov 2025)
    • SMF3 Executive Director (9 Dec 2019 to 19 May 2020)
    • CF1 Director (8 Jul 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2021 to 4 Jun 2021)
    • [FCA CF] Manager of certification employee (5 Oct 2018 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2021 to 4 Jun 2021)
    • [FCA CF] Manager of certification employee (5 Oct 2018 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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