Edmund James Oliver

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ESECLENDING (EUROPE) LIMITED

    FRN 402730

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2016 to 8 Dec 2019)
    • CF3 Chief Executive (3 Nov 2016 to 8 Dec 2019)
    • CF1 Director (7 Jan 2014 to 8 Dec 2019)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF21 Investment Adviser (6 Dec 2004 to 14 Jul 2006)
    • CF22 Investment Adviser (Trainee) (23 Feb 2004 to 6 Dec 2004)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF21 Investment Adviser (6 Dec 2004 to 31 Aug 2007)
    • CF22 Investment Adviser (Trainee) (23 Feb 2004 to 6 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.