Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Significant management (since 10 May 2022)
- [FCA CF] Material risk taker (since 12 Dec 2018)
- [FCA CF] Manager of certification employee (since 12 Dec 2018)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Significant management (since 10 May 2022)
- [FCA CF] Material risk taker (since 12 Dec 2018)
- [FCA CF] Manager of certification employee (since 12 Dec 2018)
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- [FCA CF] Significant management (14 Jul 2022 to 4 Oct 2023)
- [FCA CF] Material risk taker (7 Mar 2020 to 6 Mar 2022)
- [FCA CF] Manager of certification employee (7 Mar 2020 to 6 Mar 2022)
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- [FCA CF] Material risk taker (7 Mar 2020 to 6 Mar 2022)
- [FCA CF] Manager of certification employee (7 Mar 2020 to 6 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.