Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (8 Mar 2018 to 22 Jan 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 22 Jan 2019)
    • CF30 Customer (7 Jul 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 1 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.