Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 1 May 2025)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (1 Mar 2021 to 31 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 31 Jul 2024)
    • [FCA CF] Material risk taker (1 Mar 2021 to 31 Dec 2022)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (1 Nov 2007 to 29 Feb 2012)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.