Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • [FCA CF] Client dealing (7 Mar 2016 to 17 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Oct 2019)
    • CF30 Customer (20 Sep 2013 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (19 Jul 2006 to 20 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.