Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF29 Significant management (8 Apr 2014 to 15 Jul 2016)
    • CF30 Customer (1 Nov 2007 to 15 Jul 2016)
    • CF27 Investment Management (22 Jan 2004 to 31 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF29 Significant management (8 Apr 2014 to 15 Jul 2016)
    • CF30 Customer (1 Nov 2007 to 15 Jul 2016)
    • CF27 Investment Management (22 Jan 2004 to 31 Oct 2007)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF27 Investment Management (1 Dec 2001 to 31 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.