Ebru Ozsezgin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [PRA CF] Significant risk taker or Material risk taker (since 25 Jan 2021)
    • [FCA CF] Material risk taker (since 25 Jan 2021)
    • [FCA CF] Manager of certification employee (since 3 Jul 2019)
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2017)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (14 Nov 2003 to 27 Nov 2006)
    • CF22 Investment Adviser (Trainee) (6 Aug 2003 to 14 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.