Earl William Victor Glasgow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 1 Aug 2025)
    • CF10 Compliance Oversight (5 Nov 2010 to 21 Mar 2011)
    • CF11 Money Laundering Reporting (5 Nov 2010 to 21 Mar 2011)
    • CF30 Customer (5 Nov 2010 to 8 Dec 2019)
    • CF4 Partner (5 Nov 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Nov 2010 to 21 Mar 2011)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • CF4 Partner (5 Jan 2011 to 27 Oct 2011)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 17 Apr 2009)
    • CF21 Investment Adviser (3 Apr 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2002 to 3 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.