Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 29 Mar 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (since 22 Jul 2009)
    • Employed By (since 14 Jul 2010)
  • Hillyer McKeown Financial Services LLP (no longer approved here)

    FRN 531084

    • Employed By (7 Feb 2011 to 8 Nov 2013)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (22 May 2008 to 23 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.