Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Greystone Financial Services Limited
FRN 154622
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 29 Mar 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (since 22 Jul 2009)
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HLB Financial Services Limited
FRN 207576
- Employed By (since 14 Jul 2010)
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- Employed By (7 Feb 2011 to 8 Nov 2013)
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- CF30 Customer (22 May 2008 to 23 Jul 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.